Fiscal Year

2024

Case Number

A-23066-09868

Case Status

Certified-Expired

Received Date

2023-03-10

Decision Date

2024-03-29

Refile

N

Original File Date

2024-01-01 01:04:30

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

Forge Global, Inc.

Employer Name Slug

forge-global-inc

Employer Address 1

415 Mission Street

Employer Address 2

Suite 5510

Employer City

San Francisco

Employer City Slug

san-francisco

Employer State

CALIFORNIA

Employer State Slug

california

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

94105

Employer Phone

(415) 881-1612

Employer Number of Employees

350

Employer Year Commenced Business

2014

NAICS Code

511210

FW Ownership Interest

N

Employer Contact Name

Nicholas Bruno

Employer Contact Address 1

415 Mission Street

Employer Contact Address 2

Suite 5510

Employer Contact City

San Francisco

Employer Contact State/Province

CALIFORNIA

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

94105

Employer Contact Phone

(415) 881-1612

Employer Contact Email

nic@forgeglobal.com

Agent Attorney Name

Harry G Lewis

Agent Attorney Firm Name

Cornerstone Law Group

Agent Attorney Phone

4156255126

Agent Attorney Address 1

48 Gold Street

Agent Attorney Address 2

Floor 1

Agent Attorney City

San Francisco

Agent Attorney State/Province

CALIFORNIA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

94133

Agent Attorney Email

hlgroup@cornerlaw.com

PW Track Number

P10022234431182

PW SOC Code

11-9199.02

PW SOC Title

Compliance Managers

PW Skill Level

Level IV

PW Wage

199326.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2023-03-03

PW Expiration Date

2023-06-30

Wage Offer From

248581.00

Wage Offer To

325000.00

Average Salary

286790.50

Wage Unit of Pay

Year

Worksite Address 1

120 W. 45th Street

Worksite Address 2

Suite 2702

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10036

Job Title

Sr. Vice President, Head of Compliance

Job Title Slug

sr-vice-president-head-of-compliance

Minimum Education

Bachelor's

Major Field of Study

Business Administration

Required Training

N

Required Experience

Y

Required Experience Months

60

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Legal Studies or related

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

60

Accept Alternative Job Title

Any occupation related to job offered

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Experience with BSAAML compliance; ATS regulations; managing regulatory examinations and audits; developing compliance controls for brokerages; and trade surveillance programs.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2022-11-29

SWA Job Order End Date

2022-12-30

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2023-01-01

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2023-01-08

Employer Website From Date

2024-01-01 01:04:30

Employer Website To Date

2024-01-01 01:04:30

Professional Organization Ad From Date

2024-01-01 01:04:30

Professional Organization Advertisement To Date

2024-01-01 01:04:30

Job Search Website From Date

2023-01-04

Job Search Website To Date

2023-01-11

Employee Referral Program From Date

2024-01-01 01:04:30

Employee Referral Program To Date

2024-01-01 01:04:30

Local Ethnic Paper From Date

2023-01-05

Local Ethnic Paper To Date

2023-01-05

Radio/TV Ad From Date

2024-01-01 01:04:30

Radio/TV Ad To Date

2024-01-01 01:04:30

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

IRELAND

Foreign Worker Birth Country

IRELAND

Class of Admission

H-1B

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

LEGAL STUDIES

Foreign Worker Years of Education Completed

2012

Foreign Worker Institution of Education

NATIONAL UNIVERSITY OF IRELAND

Foreign Worker Education Institution Address 1

49 MERRION SQ.

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

DUBLIN

Foreign Worker Education Institution State/Province

Foreign Worker Education Institution Country

IRELAND

Foreign Worker Education Institution Postal Code

2

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Harry G Lewis

Preparer Title

Attorney

Preparer Email

hlgroup@cornerlaw.com

Employer Information Declaration Name

MonaLisa Oaks

Employer Information Declaration Title

Vice President, People Business Partner