Fiscal Year

2024

Case Number

A-22326-61835

Case Status

Certified

Received Date

2023-01-13

Decision Date

2024-02-23

Refile

N

Original File Date

2024-01-01 00:46:46

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

MOORE CAPITAL MANAGEMENT, LLC

Employer Name Slug

moore-capital-management-llc

Employer Address 1

11 TIMES SQUARE

Employer Address 2

FLOOR 38

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10036

Employer Phone

2127826075

Employer Number of Employees

233

Employer Year Commenced Business

1989

NAICS Code

523920

FW Ownership Interest

N

Employer Contact Name

Kathleen Comeau

Employer Contact Address 1

11 Times Square

Employer Contact Address 2

Floor 38

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10036

Employer Contact Phone

2127826075

Employer Contact Email

kathleen.comeau@moorecap.com

Agent Attorney Name

Poonam Gupta

Agent Attorney Firm Name

Berry Appleman Leiden LLP

Agent Attorney Phone

4692909325

Agent Attorney Address 1

11 Times Square

Agent Attorney Address 2

Floor 11

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10036

Agent Attorney Email

poonam.gupta@BAL.com

PW Track Number

P10022081998298

PW SOC Code

13-1041

PW SOC Title

Regulatory Affairs Specialists

PW Skill Level

Level IV

PW Wage

110926.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2022-09-29

PW Expiration Date

2023-06-30

Wage Offer From

150000.00

Wage Offer To

170000.00

Average Salary

160000.00

Wage Unit of Pay

Year

Worksite Address 1

11 Times Square

Worksite Address 2

Floor 38

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10036

Job Title

Senior Compliance Associate

Job Title Slug

senior-compliance-associate

Minimum Education

Master's

Major Field of Study

See H.14

Required Training

N

Required Experience

Y

Required Experience Months

24

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

Y

Accept Alternative Combination Education

Bachelor's

Accept Alternative Combination Education Years

5

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

24

Accept Alternative Job Title

See H.14

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

MINIMUM EXPERIENCEEDUCATION REQUIREMENTSbr br Minimum Requirements Masters degree or the foreign equivalent in Legal Studies, Finance, Accounting or related field, and 24 months of experience in the job offered or related role.br br Alternate Requirements Bachelors degree or the foreign equivalent in Legal Studies, Finance, Accounting or related field, and 60 months of experience in the job offered or related role.br br Special Skills Two 2 years of experience in each of the followingbr br a Preparing and submitting regulatory filings with United States regulatory and selfregulatory organizations, including the Securities and Exchange Commission SEC, Commodity Futures Trading Commission CFTC, National Futures Association NFA, Federal Reserve, and European Securities and Markets Authority ESMA;br b Maintaining Restricted and Watch Lists; andbr c Utilizing Order Management Systems and Trade Surveillance Systems, including Geneva, Charles River, Actimize, Position Viewer, ComplySci and Bloomberg.br br Experience may be concurrent.br br Telecommuting may be permitted.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2022-10-12

SWA Job Order End Date

2022-11-15

Sunday Edition Newspaper

Y

First Newspaper Name

New York Times

First Advertisement Start Date

2022-10-16

Second Newspaper Ad Name

New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2022-10-23

Employer Website From Date

2024-01-01 00:46:46

Employer Website To Date

2024-01-01 00:46:46

Professional Organization Ad From Date

2024-01-01 00:46:46

Professional Organization Advertisement To Date

2024-01-01 00:46:46

Job Search Website From Date

2024-01-01 00:46:46

Job Search Website To Date

2024-01-01 00:46:46

Employee Referral Program From Date

2022-10-12

Employee Referral Program To Date

2022-10-31

Local Ethnic Paper From Date

2022-10-19

Local Ethnic Paper To Date

2022-10-19

Radio/TV Ad From Date

2022-10-19

Radio/TV Ad To Date

2022-10-19

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CYPRUS

Foreign Worker Birth Country

SOUTH AFRICA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

GENERAL LEGAL STUDIES WITH CONCENTRATION IN CORPORATE LAW

Foreign Worker Years of Education Completed

2016

Foreign Worker Institution of Education

YESHIVA UNIVERSITY

Foreign Worker Education Institution Address 1

500 W 185TH ST.

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

NEW YORK

Foreign Worker Education Institution State/Province

NY

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

10033

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Poonam Gupta

Preparer Title

Senior Counsel

Preparer Email

poonam.gupta@BAL.com

Employer Information Declaration Name

Kathleen Comeau

Employer Information Declaration Title

Global Director, Human Resources