Fiscal Year

2024

Case Number

A-22158-67347

Case Status

Certified-Expired

Received Date

2022-08-04

Decision Date

2023-12-19

Refile

N

Original File Date

2024-01-01 00:25:54

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

UBS FINANCIAL SERVICES INC.

Employer Name Slug

ubs-financial-services-inc

Employer Address 1

1000 HARBOR BOULEVARD

Employer Address 2

Employer City

WEEHAWKEN

Employer City Slug

weehawken

Employer State

NEW JERSEY

Employer State Slug

new-jersey

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

7086

Employer Phone

201-352-3000

Employer Number of Employees

20000

Employer Year Commenced Business

1862

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sheeba Thomas

Employer Contact Address 1

600 Washington Blvd

Employer Contact Address 2

Employer Contact City

Stamford

Employer Contact State/Province

CONNECTICUT

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

6901

Employer Contact Phone

203-719-0001

Employer Contact Email

sheeba.thomas@ubs.com

Agent Attorney Name

Brian D Bumgardner

Agent Attorney Firm Name

Ogletree, Deakins, Nash, Smoak Stewart, P.C.

Agent Attorney Phone

(919) 787-9700

Agent Attorney Address 1

P.O. Box 31608

Agent Attorney Address 2

Agent Attorney City

Raleigh

Agent Attorney State/Province

NORTH CAROLINA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

27622

Agent Attorney Email

brian.bumgardner@ogletreedeakins.com

PW Track Number

P10021152357711

PW SOC Code

13-2052

PW SOC Title

Personal Financial Advisors

PW Skill Level

Level IV

PW Wage

148013.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-11-08

PW Expiration Date

2022-06-30

Wage Offer From

200000.00

Wage Offer To

0.00

Average Salary

200000.00

Wage Unit of Pay

Year

Worksite Address 1

100 SE 2nd St

Worksite Address 2

Suite 2700

Worksite City

Miami

Worksite City Slug

miami

Worksite State

FLORIDA

Worksite Postal Code

33131

Job Title

Director, Financial Advisor

Job Title Slug

director-financial-advisor

Minimum Education

Bachelor's

Major Field of Study

Business Administration

Required Training

N

Required Experience

Y

Required Experience Months

60

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Related field

Accept Alternative Combination

Y

Accept Alternative Combination Education

Master's

Accept Alternative Combination Education Years

3

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

60

Accept Alternative Job Title

Financial or Wealth Management Advisor, Investment Advisor, or related occupation

Job Opportunity Requirements Normal

Y

Foreign Language Required

Y

Specific Skills

Bachelors degree or foreign equivalent in Business Administration or related field and five 5 years of experience in the job offered or as a Financial or Wealth Management Advisor, Investment Advisor, or related occupation. Employer will alternately accept a Masters degree or foreign equivalent in Business Administration or related field and three 3 years of related experience. Position requires experience with the following Investment Analysis Client Acquisition; FINRA Licenses 7 and 66; Portfolio Management Program; Spanish Fluency required.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2022-03-21

SWA Job Order End Date

2022-04-20

Sunday Edition Newspaper

Y

First Newspaper Name

Miami Herald

First Advertisement Start Date

2022-03-27

Second Newspaper Ad Name

Miami Herald

Second Advertisement Type

Newspaper

Second Ad Start Date

2022-04-03

Employer Website From Date

2022-03-18

Employer Website To Date

2022-03-31

Professional Organization Ad From Date

2024-01-01 00:25:54

Professional Organization Advertisement To Date

2024-01-01 00:25:54

Job Search Website From Date

2022-03-27

Job Search Website To Date

2022-04-03

Employee Referral Program From Date

2022-03-18

Employee Referral Program To Date

2022-03-31

Local Ethnic Paper From Date

2024-01-01 00:25:54

Local Ethnic Paper To Date

2024-01-01 00:25:54

Radio/TV Ad From Date

2024-01-01 00:25:54

Radio/TV Ad To Date

2024-01-01 00:25:54

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

ARGENTINA

Foreign Worker Birth Country

ARGENTINA

Class of Admission

L-1

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

BUSINESS ADMINISTRATION

Foreign Worker Years of Education Completed

1999

Foreign Worker Institution of Education

UNIVERSIDAD DE BUENOS AIRES

Foreign Worker Education Institution Address 1

AV CORDOBO 2122

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

BUENOS AIRES

Foreign Worker Education Institution State/Province

BUENOS AIRES

Foreign Worker Education Institution Country

ARGENTINA

Foreign Worker Education Institution Postal Code

C1113

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Brian D Bumgardner

Preparer Title

Attorney

Preparer Email

brian.bumgardner@ogletreedeakins.com

Employer Information Declaration Name

Nicolas Bergengruen

Employer Information Declaration Title

Managing Director