Fiscal Year

2023

Case Number

A-22129-52137

Case Status

Certified

Received Date

2022-05-31

Decision Date

2023-01-24

Refile

N

Original File Date

2023-01-01 08:11:40

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

UBS SECURITIES LLC

Employer Name Slug

ubs-securities-llc

Employer Address 1

315 DEADERICK STREET

Employer Address 2

Employer City

NASHVILLE

Employer City Slug

nashville

Employer State

TENNESSEE

Employer State Slug

tennessee

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

37238

Employer Phone

615-393-7459

Employer Number of Employees

20000

Employer Year Commenced Business

1862

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sally Castro

Employer Contact Address 1

600 Washington Blvd

Employer Contact Address 2

Employer Contact City

Stamford

Employer Contact State/Province

CONNECTICUT

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

6901

Employer Contact Phone

203-719-0392

Employer Contact Email

[email protected]

Agent Attorney Name

Amy R Dalal

Agent Attorney Firm Name

Ogletree, Deakins, Nash, Smoak Stewart, P.C.

Agent Attorney Phone

(919) 787-9700

Agent Attorney Address 1

P.O. Box 31608

Agent Attorney Address 2

Agent Attorney City

Raleigh

Agent Attorney State/Province

NORTH CAROLINA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

27622

Agent Attorney Email

[email protected]

PW Track Number

P10021159380008

PW SOC Code

13-2099

PW SOC Title

Risk Management Specialists

PW Skill Level

Level IV

PW Wage

159619.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2022-02-09

PW Expiration Date

2022-06-30

Wage Offer From

170331.00

Wage Offer To

0.00

Average Salary

170331.00

Wage Unit of Pay

Year

Worksite Address 1

1285 Avenue of the Americas

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10019

Job Title

Director, Business Risk Manager

Job Title Slug

director-business-risk-manager

Minimum Education

Master's

Major Field of Study

Engineering (any)

Required Training

N

Required Experience

Y

Required Experience Months

96

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Finance, Business Administration or related field

Accept Alternative Combination

Y

Accept Alternative Combination Education

Bachelor's

Accept Alternative Combination Education Years

10

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

96

Accept Alternative Job Title

See section H.14 for full list

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Masters degree of foreign equivalent in Engineering any, Finance, Business Administration or related field and eight 8 years of experience in the job offered or as a VP, Corporate Risk, Internal Audit, Audit Manager, SVP, Capital PlanningCCAR Lead, Internal Audit, Senior Business Consultant, Sr. Risk Management ConsultantProject Manager, Sr. Risk Management Consultant, Sr. Business Consultant, or related occupation. Employer will alternately accept a Bachelors degree or foreign equivalent in Engineering any, Finance, Business Administration or related field and ten 10 years of related experience in the job offered or as a VP, Corporate Risk, Internal Audit, Audit Manager, SVP, Capital PlanningCCAR Lead, Internal Audit, Senior Business Consultant, Sr. Risk Management ConsultantProject Manager, Sr. Risk Management Consultant, Sr. Business Consultant, or related occupation. Position requires experience with the following Capital Planning ICAAP, CCAR, Basel regulatory frameworkRWARegulatory Capital and DoddFrank Volcker regulatory compliance, and Data Governance Framework; Financialbanking regulations and understating of how they are implemented, managed and enforced; Risk and Control environment and or compliance frameworks through 1st2nd line or as an internal auditor; Project Management and change Management capabilities; Ability to work in a dynamic environment; Extensive experience with finance or risk management, including compliance, audit, risk business process management in the Financialbanking Industry. Employer will accept any suitable combination of education, experience, or training.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2022-03-10

SWA Job Order End Date

2022-04-09

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2022-03-20

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2022-03-27

Employer Website From Date

2022-03-16

Employer Website To Date

2022-03-29

Professional Organization Ad From Date

2023-01-01 08:11:40

Professional Organization Advertisement To Date

2023-01-01 08:11:40

Job Search Website From Date

2022-03-20

Job Search Website To Date

2022-03-27

Employee Referral Program From Date

2022-03-16

Employee Referral Program To Date

2022-03-29

Local Ethnic Paper From Date

2023-01-01 08:11:40

Local Ethnic Paper To Date

2023-01-01 08:11:40

Radio/TV Ad From Date

2023-01-01 08:11:40

Radio/TV Ad To Date

2023-01-01 08:11:40

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

INDIA

Foreign Worker Birth Country

INDIA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

BUSINESS ADMINISTRATION

Foreign Worker Years of Education Completed

2008

Foreign Worker Institution of Education

UNIVERSITY OF DENVER

Foreign Worker Education Institution Address 1

2199 S UNIVERSITY BLVD

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

DENVER

Foreign Worker Education Institution State/Province

CO

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

80208

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Amy R Dalal

Preparer Title

Attorney

Preparer Email

[email protected]

Employer Information Declaration Name

Angus McGowan

Employer Information Declaration Title

Executive Director