Fiscal Year

2023

Case Number

A-22044-10900

Case Status

Certified

Received Date

2022-05-20

Decision Date

2023-02-08

Refile

N

Original File Date

2023-01-01 08:08:28

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

TD SECURITIES USA LLC

Employer Name Slug

td-securities-usa-llc

Employer Address 1

1 VANDERBILT AVENUE

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10017

Employer Phone

212-827-7000

Employer Number of Employees

1090

Employer Year Commenced Business

1987

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Alicia Schwartz

Employer Contact Address 1

1 VANDERBILT AVENUE

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10017

Employer Contact Phone

2128277618

Employer Contact Email

alicia.schwartz@tdsecurities.com

Agent Attorney Name

Joy E Sanders

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

2126888555

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

NEW YORK

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

Joy.Sanders@fragomen.com

PW Track Number

P10021170412702

PW SOC Code

13-2051

PW SOC Title

Financial Analysts

PW Skill Level

Level I

PW Wage

70845.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-11-24

PW Expiration Date

2022-06-30

Wage Offer From

175000.00

Wage Offer To

0.00

Average Salary

175000.00

Wage Unit of Pay

Year

Worksite Address 1

1 Vanderbilt Avenue

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10017

Job Title

Associate, Debt Capital Markets

Job Title Slug

associate-debt-capital-markets

Minimum Education

Bachelor's

Major Field of Study

Finance, Economics, Business Administration, or related field

Required Training

N

Required Experience

Y

Required Experience Months

24

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

24

Accept Alternative Job Title

Associate, or related

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Position requires a Bachelors degree, or foreign equivalent, in Finance, Economics, Business Administration, or related field, and two 2 years of experience in the job offered, as Associate, or related. Full term of experience must include each of the following Working in Capital MarketsFinancial Services industry across various asset classes, including US Equity Markets and US Prime Services; Interpreting regulation and policy, and assessing applicability to business activities; Nonfinancial risk concepts market, credit, and operational, and their applicability to business activities; Conducting supervision reporting using macro based tools; Managing equity cash and derivative and prime brokerage market access and execution frameworks; Conducting technical analysis of trading activity and interpreting regulatory requirements; Integrating matrices within supervision metrics to demonstrate supervisor accountabilities; Developing and implementing testing and supervision controls to demonstrate adherence to complex regulatory reporting requirements; and Influencing key stakeholders to achieve consensus and meet requirements.br br Employer will accept any suitable combination of education, training, or experience.br br Remote work is permitted within commuting distance.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-11-29

SWA Job Order End Date

2022-01-04

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2022-01-09

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2022-01-16

Employer Website From Date

2023-01-01 08:08:28

Employer Website To Date

2023-01-01 08:08:28

Professional Organization Ad From Date

2022-01-11

Professional Organization Advertisement To Date

2022-01-24

Job Search Website From Date

2022-01-09

Job Search Website To Date

2022-01-24

Employee Referral Program From Date

2023-01-01 08:08:28

Employee Referral Program To Date

2023-01-01 08:08:28

Local Ethnic Paper From Date

2022-01-12

Local Ethnic Paper To Date

2022-01-12

Radio/TV Ad From Date

2023-01-01 08:08:28

Radio/TV Ad To Date

2023-01-01 08:08:28

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CANADA

Foreign Worker Birth Country

HONG KONG

Class of Admission

L-1

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

BUSINESS ADMINISTRATION US EQUIVALENT

Foreign Worker Years of Education Completed

2014

Foreign Worker Institution of Education

SCHULICH SCHOOL OF BUSINESS, YORK UNIVERSITY

Foreign Worker Education Institution Address 1

111 IAN MACDONALD BLVD

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

NORTH YORK

Foreign Worker Education Institution State/Province

ONTARIO

Foreign Worker Education Institution Country

CANADA

Foreign Worker Education Institution Postal Code

M3J 1P3

Foreign Worker Experience with Employer

N/A

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Joy E Sanders

Preparer Title

Senior Associate

Preparer Email

joy.sanders@fragomen.com

Employer Information Declaration Name

Alicia Schwartz

Employer Information Declaration Title

Director, HR