Fiscal Year

2023

Case Number

A-22097-36954

Case Status

Certified

Received Date

2022-06-23

Decision Date

2023-02-14

Refile

N

Original File Date

2023-01-01 08:07:12

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

THE BANK OF NEW YORK MELLON

Employer Name Slug

the-bank-of-new-york-mellon

Employer Address 1

BNY MELLON CENTER

Employer Address 2

500 GRANT STREET

Employer City

PITTSBURGH

Employer City Slug

pittsburgh

Employer State

PENNSYLVANIA

Employer State Slug

pennsylvania

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

15258

Employer Phone

973-360-2770

Employer Number of Employees

52000

Employer Year Commenced Business

1970

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Marianne Thomas

Employer Contact Address 1

BNY MELLON CENTER

Employer Contact Address 2

500 GRANT STREET

Employer Contact City

PITTSBURGH

Employer Contact State/Province

PENNSYLVANIA

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

15258

Employer Contact Phone

973-360-2770

Employer Contact Email

mthomas@pershing.com

Agent Attorney Name

Nicole Y Liew

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

2126888555

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

nicole.liew@fragomen.com

PW Track Number

P10021111246827

PW SOC Code

13-2099

PW SOC Title

Risk Management Specialists

PW Skill Level

Level IV

PW Wage

159619.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-11-15

PW Expiration Date

2022-06-30

Wage Offer From

215000.00

Wage Offer To

0.00

Average Salary

215000.00

Wage Unit of Pay

Year

Worksite Address 1

240 Greenwich Street

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10286

Job Title

Senior Group Manager, Control

Job Title Slug

senior-group-manager-control

Minimum Education

Bachelor's

Major Field of Study

Finance, Computer Engineering, Computer Science, or a related field

Required Training

N

Required Experience

Y

Required Experience Months

120

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

120

Accept Alternative Job Title

Experience in the job offered or a related occupation.

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Ten 10 years of progressively responsible experience must include Developing business requirements for electronic trading systems in support of Global Markets trading platforms for large sell side financial institutions, including order execution management systems, alternative trading systems, algo engines, and smart order routers; Developing controls to ensure compliance with U.S. regulatory requirements; Utilizing expertise in Software Development Lifecycle SDLC to perform current state assessments and enhance change management protocols and governance; Driving continuous improvement in electronic trading controls environments; and Planning and executing quality assurance reviews and testing of electronic trading systems, processes and controls.br br Seven 7 years of progressively responsible experience must include Establishing and overseeing governance frameworks for electronic and algorithmic trading, consisting of industryaligned processes, supervisory and risk metrics, and welldocumented policies across product classes including FX , Fixed Income, and Equities; Identifying, assessing, and enhancing key electronic and algorithmic trading controls across multiple products including FX, Fixed Income, and Equities and jurisdictions including APAC, EMEA, Americas, in line with regulations and principles including MiFID II RTS 6, FX Global Code, Prudential Regulation Authority PRA SS518, Financial Conduct Authority FCA, FINRA and SEC 15c35; and Designing, implementing, and assessing key metrics including KRIs and KPIs to enable ongoing supervision of electronic and algorithmic trading activities.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2022-01-24

SWA Job Order End Date

2022-02-28

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2022-01-23

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2022-01-30

Employer Website From Date

2022-01-14

Employer Website To Date

2022-04-12

Professional Organization Ad From Date

2023-01-01 08:07:12

Professional Organization Advertisement To Date

2023-01-01 08:07:12

Job Search Website From Date

2022-01-24

Job Search Website To Date

2022-02-08

Employee Referral Program From Date

2023-01-01 08:07:12

Employee Referral Program To Date

2023-01-01 08:07:12

Local Ethnic Paper From Date

2022-01-26

Local Ethnic Paper To Date

2022-01-26

Radio/TV Ad From Date

2023-01-01 08:07:12

Radio/TV Ad To Date

2023-01-01 08:07:12

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

INDIA

Foreign Worker Birth Country

INDIA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

FINANCE

Foreign Worker Years of Education Completed

2010

Foreign Worker Institution of Education

INDIANA UNIVERSITY

Foreign Worker Education Institution Address 1

1275 E. 10TH STREET

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

BLOOMINGTON

Foreign Worker Education Institution State/Province

IN

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

47405

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Nicole Y Liew

Preparer Title

Associate

Preparer Email

nicole.liew@fragomen.com

Employer Information Declaration Name

Marianne Thomas

Employer Information Declaration Title

Vice President, Human Resources