Fiscal Year

2022

Case Number

A-22004-93505

Case Status

Certified

Received Date

2022-01-17

Decision Date

2022-09-20

Refile

N

Original File Date

2022-01-01 06:38:44

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

NATWEST MARKETS SECURITIES INC.

Employer Name Slug

natwest-markets-securities-inc

Employer Address 1

600 WASHINGTON BLVD

Employer Address 2

Employer City

STAMFORD

Employer City Slug

stamford

Employer State

CONNECTICUT

Employer State Slug

connecticut

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

6901

Employer Phone

2038974798

Employer Number of Employees

279

Employer Year Commenced Business

1981

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Jackie New

Employer Contact Address 1

600 Washington Blvd

Employer Contact Address 2

Employer Contact City

Stamford

Employer Contact State/Province

CONNECTICUT

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

6901

Employer Contact Phone

2038974798

Employer Contact Email

Jackie.New@natwestmarkets.com

Agent Attorney Name

David W Johnson

Agent Attorney Firm Name

Gibney, Anthony Flaherty, LLP

Agent Attorney Phone

2127059828

Agent Attorney Address 1

Gibney, Anthony Flaherty, LLP

Agent Attorney Address 2

650 Fifth Avenue

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10019

Agent Attorney Email

djohnson@gibney.com

PW Track Number

P10021047080027

PW SOC Code

13-1199

PW SOC Title

Business Continuity Planners

PW Skill Level

Level IV

PW Wage

119413.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-07-08

PW Expiration Date

2022-06-30

Wage Offer From

185000.00

Wage Offer To

0.00

Average Salary

185000.00

Wage Unit of Pay

Year

Worksite Address 1

600 Washington Blvd

Worksite Address 2

Worksite City

Stamford

Worksite City Slug

stamford

Worksite State

CONNECTICUT

Worksite Postal Code

6901

Job Title

Director, Head of Business Resilience, Internal Service Management & Property

Job Title Slug

director-head-of-business-resilience-internal-service-management-property

Minimum Education

Bachelor's

Major Field of Study

Accounting, Economics, Finance or a related field

Required Training

N

Required Experience

N

Required Experience Months

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

60

Accept Alternative Job Title

job offered, Business Analyst, Business Mgr, Project Mgr or rltd role in financial services industry

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Full term of required experience must be postbaccalaureate and progressively responsible, and must include Acting as senior pointofcontact with regulators, industry associations and policymakers; Owning, managing and supervising the risks that exist in the business, ensuring mechanisms are in place to identify, report, manage and mitigate risk within a defined Risk Appetite; and Implementing a Target Operating Model, including a Governance and Oversight Framework.br br 18 months of required experience must include Applying knowledge of Business Resilience and Incident Management principles, regulations, procedures and techniques; Applying knowledge of standards and best practices relevant to Business Continuity in the financial industry, including issue resolution and escalation practices; Applying thirdparty risk management principles and outsourcing offshoring best practices and regulations; Creating and reviewing Business Requirement Documentation; and Serving as SME for Incident Management and Notification System ServiceNow, as well as SME for Business Continuity System Clearview.br br Experience requirement continued from H.10b job offered or as Business Analyst, Business Manager, Project Manager or a related role in the financial services industry.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-08-19

SWA Job Order End Date

2021-09-21

Sunday Edition Newspaper

Y

First Newspaper Name

The Stamford Advocate

First Advertisement Start Date

2021-08-22

Second Newspaper Ad Name

The Stamford Advocate

Second Advertisement Type

Newspaper

Second Ad Start Date

2021-08-29

Employer Website From Date

2021-08-05

Employer Website To Date

2021-08-20

Professional Organization Ad From Date

2022-01-01 06:38:44

Professional Organization Advertisement To Date

2022-01-01 06:38:44

Job Search Website From Date

2021-08-23

Job Search Website To Date

2021-09-06

Employee Referral Program From Date

2021-08-05

Employee Referral Program To Date

2021-08-20

Local Ethnic Paper From Date

2022-01-01 06:38:44

Local Ethnic Paper To Date

2022-01-01 06:38:44

Radio/TV Ad From Date

2022-01-01 06:38:44

Radio/TV Ad To Date

2022-01-01 06:38:44

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

UNITED KINGDOM

Foreign Worker Birth Country

UNITED KINGDOM

Class of Admission

H-1B

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

ACCOUNTING

Foreign Worker Years of Education Completed

2004

Foreign Worker Institution of Education

UNIVERSITY OF GLASGOW

Foreign Worker Education Institution Address 1

UNIVERSITY AVENUE

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

GLASGOW

Foreign Worker Education Institution State/Province

SCOTLAND

Foreign Worker Education Institution Country

UNITED KINGDOM

Foreign Worker Education Institution Postal Code

G128QQ

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

David W Johnson

Preparer Title

Partner

Preparer Email

djohnson@gibney.com

Employer Information Declaration Name

Jacqueline New

Employer Information Declaration Title

Director, Senior HR Business Partner