Fiscal Year

2023

Case Number

A-21306-66511

Case Status

Certified

Received Date

2022-01-28

Decision Date

2022-10-05

Refile

N

Original File Date

2023-01-01 18:20:24

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

TD SECURITIES USA LLC

Employer Name Slug

td-securities-usa-llc

Employer Address 1

1 VANDERBILT AVENUE

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10017

Employer Phone

212-827-7000

Employer Number of Employees

1090

Employer Year Commenced Business

1987

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Alicia Schwartz

Employer Contact Address 1

1 VANDERBILT AVENUE

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10017

Employer Contact Phone

2128277618

Employer Contact Email

alicia.schwartz@tdsecurities.com

Agent Attorney Name

Joy E Sanders

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

2126888555

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

NEW YORK

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

Joy.Sanders@fragomen.com

PW Track Number

P10021088182706

PW SOC Code

41-3031

PW SOC Title

Sales Agents, Financial Services

PW Skill Level

Level IV

PW Wage

204277.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-08-30

PW Expiration Date

2022-06-30

Wage Offer From

250000.00

Wage Offer To

0.00

Average Salary

250000.00

Wage Unit of Pay

Year

Worksite Address 1

1 Vanderbilt Avenue

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10017

Job Title

Director, Sales & Trading

Job Title Slug

director-sales-trading

Minimum Education

Master's

Major Field of Study

Business Administration, Economics, Finance, or related field

Required Training

N

Required Experience

Y

Required Experience Months

24

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

Y

Accept Alternative Combination Education

Bachelor's

Accept Alternative Combination Education Years

5

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

24

Accept Alternative Job Title

VP, Associate, or related

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Position requires a Masters degree, or foreign equivalent, in Business Administration, Economics, Finance, or related field, and two 2 years of experience in the job offered, as VP, Associate, or related. Alternatively, employer will accept a Bachelors degree and five 5 years of progressively responsible experience. Experience must include at least two 2 years in each of the following Originating, pitching and executing financial derivative transactions and trades, with product types including forwards, futures, swaps, options, leases; Managing the existing client base and pitching to new clients to grow the client base; Pricing of both vanilla and complex option trade structures to clients in both base and precious metals; Providing Risk Management Solutions and Trade Ideas to Customers; Providing Market Updates; Liaising with internal investment banking and credit teams to support clients and grow the business in a manner aligned to the banks interests and risk appetite; and Entering trades once executed to reflect the financial risk of the trade to the bank in order for traders to adequately manage their risk and position. Employer will accept any suitable combination of education, training, or experience.br br Remote work permitted.br br 20 travel required to client sites domestically and internationally.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-08-31

SWA Job Order End Date

2021-10-05

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2021-09-26

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2021-10-03

Employer Website From Date

2023-01-01 18:20:24

Employer Website To Date

2023-01-01 18:20:24

Professional Organization Ad From Date

2021-09-30

Professional Organization Advertisement To Date

2021-10-13

Job Search Website From Date

2021-09-26

Job Search Website To Date

2021-10-11

Employee Referral Program From Date

2023-01-01 18:20:24

Employee Referral Program To Date

2023-01-01 18:20:24

Local Ethnic Paper From Date

2021-09-29

Local Ethnic Paper To Date

2021-09-29

Radio/TV Ad From Date

2023-01-01 18:20:24

Radio/TV Ad To Date

2023-01-01 18:20:24

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

UNITED KINGDOM

Foreign Worker Birth Country

UNITED KINGDOM

Class of Admission

L-1

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

ECONOMICS US EQUIVALENT

Foreign Worker Years of Education Completed

2010

Foreign Worker Institution of Education

UNIVERSITY OF WARWICK

Foreign Worker Education Institution Address 1

COVENTRY

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

COVENTRY

Foreign Worker Education Institution State/Province

Foreign Worker Education Institution Country

UNITED KINGDOM

Foreign Worker Education Institution Postal Code

CV4 74L

Foreign Worker Experience with Employer

N/A

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Joy E Sanders

Preparer Title

Senior Associate

Preparer Email

Joy.Sanders@fragomen.com

Employer Information Declaration Name

Alicia Schwartz

Employer Information Declaration Title

Director, HR