Fiscal Year

2023

Case Number

A-22005-94004

Case Status

Certified

Received Date

2022-03-03

Decision Date

2022-12-07

Refile

N

Original File Date

2023-01-01 18:04:28

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

SG AMERICAS SECURITIES LLC

Employer Name Slug

sg-americas-securities-llc

Employer Address 1

245 PARK AVE

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10167

Employer Phone

2122786000

Employer Number of Employees

1065

Employer Year Commenced Business

2004

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Haviland Dunne

Employer Contact Address 1

245 Park Ave

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10167

Employer Contact Phone

2122786000

Employer Contact Email

haviland.dunne@sgcib.com

Agent Attorney Name

Frank J Paldino

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

2122302866

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

TeamPaldino5@Fragomen.com

PW Track Number

P10021057103913

PW SOC Code

13-2011

PW SOC Title

Accountants

PW Skill Level

Level III

PW Wage

105706.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-07-21

PW Expiration Date

2022-06-30

Wage Offer From

105706.00

Wage Offer To

0.00

Average Salary

105706.00

Wage Unit of Pay

Year

Worksite Address 1

245 Park Ave.

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10167

Job Title

Sr Capital & Liquidity Specialist (Asset Liability Management)

Job Title Slug

sr-capital-liquidity-specialist-asset-liability-management

Minimum Education

Bachelor's

Major Field of Study

Public Accounting, Finance, Accounting, Economics, or related field

Required Training

N

Required Experience

N

Required Experience Months

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

24

Accept Alternative Job Title

Professional experience working for a global financial institution contd in H.14

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Contd from H.10B ensuring compliance with liquidity requirements per Financial Regulation YY Enhanced Prudential Standards including liquidity stress testing, cash flow forecasting, collateral management, Contingency Fund Plan, secured and unsecured funding limits and thresholds, and liquidity risk identification, preparing balance sheets using reporting requirements including US General Accepted Accounting Principles GAAP and International Financial Reporting Standards IFRS accounting concepts, optimizing secured financing transactions and associated collateral impact, and performing gapping analysis, financial analysis, and back testing of forecasting accuracy. Must also have the following 2 years of professional experience navigating internal systems to source data and transactions down to the desk level for liquidity reporting, cash flows generation, and RiskWeighted Assets; 2 years of professional experience creating and maintaining trading, pricing, and riskmanagement models using Visual Basic for Applications VBA.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-09-24

SWA Job Order End Date

2021-10-25

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2021-10-03

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2021-10-10

Employer Website From Date

2021-10-05

Employer Website To Date

2021-10-20

Professional Organization Ad From Date

2023-01-01 18:04:28

Professional Organization Advertisement To Date

2023-01-01 18:04:28

Job Search Website From Date

2021-10-04

Job Search Website To Date

2021-10-18

Employee Referral Program From Date

2021-09-29

Employee Referral Program To Date

2021-10-20

Local Ethnic Paper From Date

2023-01-01 18:04:28

Local Ethnic Paper To Date

2023-01-01 18:04:28

Radio/TV Ad From Date

2023-01-01 18:04:28

Radio/TV Ad To Date

2023-01-01 18:04:28

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CHINA

Foreign Worker Birth Country

CHINA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

PUBLIC ACCOUNTING

Foreign Worker Years of Education Completed

2015

Foreign Worker Institution of Education

PACE UNIVERSITY

Foreign Worker Education Institution Address 1

ONE PACE PLAZA

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

NEW YORK

Foreign Worker Education Institution State/Province

NY

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

10038

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Frank J Paldino

Preparer Title

AttorneyatLaw

Preparer Email

TeamPaldino5@fragomen.com

Employer Information Declaration Name

Haviland Dunne

Employer Information Declaration Title

International HR Specialist