Fiscal Year

2023

Case Number

A-22027-03870

Case Status

Certified

Received Date

2022-03-09

Decision Date

2022-12-09

Refile

N

Original File Date

2023-01-01 18:03:57

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

NOMURA SECURITIES INTERNATIONAL, INC.

Employer Name Slug

nomura-securities-international-inc

Employer Address 1

309 WEST 49TH STREET

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10019

Employer Phone

212-667-9700

Employer Number of Employees

27956

Employer Year Commenced Business

1969

NAICS Code

52311

FW Ownership Interest

N

Employer Contact Name

Michael Bohan

Employer Contact Address 1

309 West 49th Street

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10019

Employer Contact Phone

212-667-9793

Employer Contact Email

michael.bohan@nomura.com

Agent Attorney Name

Michelle S Velasco

Agent Attorney Firm Name

Kramer Levin Naftalis Frankel LLP

Agent Attorney Phone

(212) 715-9521

Agent Attorney Address 1

1177 Avenue of the Americas 23rd Floor

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10036

Agent Attorney Email

mvelasco@kramerlevin.com

PW Track Number

P10021159377198

PW SOC Code

41-3031

PW SOC Title

Securities, Commodities, and Financial Services Sales Agents

PW Skill Level

N/A

PW Wage

127204.00

PW Unit of Pay

Year

PW Wage Source

Other

PW Determination Date

2021-12-29

PW Expiration Date

2022-06-30

Wage Offer From

190000.00

Wage Offer To

0.00

Average Salary

190000.00

Wage Unit of Pay

Year

Worksite Address 1

309 West 49th Street

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10019

Job Title

Executive Director

Job Title Slug

executive-director

Minimum Education

Master's

Major Field of Study

Finance

Required Training

N

Required Experience

Y

Required Experience Months

36

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Economics or Mathematics

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

36

Accept Alternative Job Title

Vice President, Structured Equity Solutions or Associate, Equity Solutions

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Masters in Finance, Economics, or Mathematics, plus 3 years of experience in position offered or as Vice President, Structured Equity Solutions or Associate, Equity Solutions.br br One year of the required experience must have included structuring and executing equity solutions within global equity and equitylinked capital markets and volatility markets vanilla and exotic using understanding of funding and regulatory capital considerations associated with nonbank brokerdealers operating in a global environment; originating and managing single stock margin financing facilities and related portfolios, accounting for legalregulatory considerations for lender and borrower as well as economic considerationsconstraints; structuring and originating equitylinked solutions applying knowledge of transaction structures, credit rating agency treatment, IFRS and US GAAP accounting, and tax treatment, including for optional and mandatorily convertible instruments; reviewing ISDA base documentation for OTC equity derivatives and bond indentures and related offering documentation for corporate equitylinked issuances; deploying institutionallevel Execution Management Systems and Order Management Systems to directly andor algorithmically execute client orders andor dealer hedges for client derivative transactions; and negotiating ISDAbased contracts associated with structured equity products with a variety of counterparties.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-12-29

SWA Job Order End Date

2022-02-02

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2022-01-02

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2022-01-09

Employer Website From Date

2023-01-01 18:03:57

Employer Website To Date

2023-01-01 18:03:57

Professional Organization Ad From Date

2023-01-01 18:03:57

Professional Organization Advertisement To Date

2023-01-01 18:03:57

Job Search Website From Date

2022-01-02

Job Search Website To Date

2022-01-16

Employee Referral Program From Date

2023-01-01 18:03:57

Employee Referral Program To Date

2023-01-01 18:03:57

Local Ethnic Paper From Date

2022-01-04

Local Ethnic Paper To Date

2022-01-04

Radio/TV Ad From Date

2022-01-06

Radio/TV Ad To Date

2022-01-06

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

THAILAND

Foreign Worker Birth Country

THAILAND

Class of Admission

L-1

Foreign Worker Education

Master's

Foreign Worker Information: Major

FINANCE

Foreign Worker Years of Education Completed

2017

Foreign Worker Institution of Education

GOLDEY BEACOM COLLEGE

Foreign Worker Education Institution Address 1

4701 LIMESTONE RD.

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

WILMINGTON

Foreign Worker Education Institution State/Province

DE

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

19808

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Michelle S Velasco

Preparer Title

Attorney

Preparer Email

mvelasco@kramerlevin.com

Employer Information Declaration Name

Michael Bohan

Employer Information Declaration Title

Executive Director, Human Resources, Americas