Fiscal Year

2023

Case Number

A-22053-14719

Case Status

Certified

Received Date

2022-03-17

Decision Date

2022-12-12

Refile

N

Original File Date

2023-01-01 18:02:58

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

UBS SECURITIES LLC

Employer Name Slug

ubs-securities-llc

Employer Address 1

315 DEADERICK STREET

Employer Address 2

Employer City

NASHVILLE

Employer City Slug

nashville

Employer State

TENNESSEE

Employer State Slug

tennessee

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

37238

Employer Phone

615-393-7459

Employer Number of Employees

20000

Employer Year Commenced Business

1862

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sasha B Gilmore

Employer Contact Address 1

315 Deaderick Street

Employer Contact Address 2

Employer Contact City

Nashville

Employer Contact State/Province

TENNESSEE

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

37238

Employer Contact Phone

615-393-7459

Employer Contact Email

sasha.gilmore@ubs.com

Agent Attorney Name

Brian D Bumgardner

Agent Attorney Firm Name

Ogletree, Deakins, Nash, Smoak Stewart, P.C.

Agent Attorney Phone

(919) 787-9700

Agent Attorney Address 1

8529 Six Forks Road, Forum IV

Agent Attorney Address 2

Suite 600

Agent Attorney City

Raleigh

Agent Attorney State/Province

NORTH CAROLINA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

27615

Agent Attorney Email

brian.bumgardner@ogletreedeakins.com

PW Track Number

P10021090188051

PW SOC Code

13-2051

PW SOC Title

Financial Analysts

PW Skill Level

Level III

PW Wage

130021.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-08-31

PW Expiration Date

2022-06-30

Wage Offer From

175000.00

Wage Offer To

0.00

Average Salary

175000.00

Wage Unit of Pay

Year

Worksite Address 1

1285 Avenue of the Americas

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10019

Job Title

Associate Director, Investment Banking

Job Title Slug

associate-director-investment-banking

Minimum Education

Bachelor's

Major Field of Study

Business Administration

Required Training

N

Required Experience

Y

Required Experience Months

36

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Finance, Economics, or related field

Accept Alternative Combination

Y

Accept Alternative Combination Education

Master's

Accept Alternative Combination Education Years

1

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

36

Accept Alternative Job Title

Associate or related role in Finance, Accounting, or Mergers Acquisitions

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Position requires a Bachelors degree or foreign equivalent in Business Administration, Finance, Economics, or related field and three 3 years of experience in the job offered or as an Associate or related role in Finance, Accounting, or Mergers Acquisitions. Employer will also accept a Masters degree in Business Administration, Finance, Economics, or related field and one 1 year of experience in the job offered or as an Associate or related role in Finance, Accounting, or Mergers Acquisitions.br br Position requires three 3 years of experience with a Bachelors degree, or one 1 year of experience with a Masters degree in the following SNL Financial, Factsets, Bloomberg, and Capital IQ; Financial products, processes, and services; and Corporate finance. Must be FINRA Series 63 and 79 licensed.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-10-05

SWA Job Order End Date

2021-11-04

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2021-10-10

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2021-10-17

Employer Website From Date

2022-02-01

Employer Website To Date

2022-02-14

Professional Organization Ad From Date

2023-01-01 18:02:58

Professional Organization Advertisement To Date

2023-01-01 18:02:58

Job Search Website From Date

2021-10-10

Job Search Website To Date

2021-10-17

Employee Referral Program From Date

2022-02-01

Employee Referral Program To Date

2022-02-14

Local Ethnic Paper From Date

2023-01-01 18:02:58

Local Ethnic Paper To Date

2023-01-01 18:02:58

Radio/TV Ad From Date

2023-01-01 18:02:58

Radio/TV Ad To Date

2023-01-01 18:02:58

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CHINA

Foreign Worker Birth Country

CHINA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

BUSINESS ADMINISTRATION

Foreign Worker Years of Education Completed

2017

Foreign Worker Institution of Education

CORNELL UNIVERSITY

Foreign Worker Education Institution Address 1

616 THURSTON AVE.

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

ITHACA

Foreign Worker Education Institution State/Province

NY

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

14853

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Brian D Bumgardner

Preparer Title

Attorney

Preparer Email

brian.bumgardner@ogletreedeakins.com

Employer Information Declaration Name

Sam Reinhart

Employer Information Declaration Title

Director