Fiscal Year

2023

Case Number

A-22024-01677

Case Status

Certified

Received Date

2022-03-17

Decision Date

2022-12-12

Refile

N

Original File Date

2023-01-01 18:02:55

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

HSBC SECURITIES USA INC.

Employer Name Slug

hsbc-securities-usa-inc

Employer Address 1

1421

Employer Address 2

WEST SHURE DRIVE SUITE 100

Employer City

ARLINGTON HEIGHTS

Employer City Slug

arlington-heights

Employer State

ILLINOIS

Employer State Slug

illinois

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

60004

Employer Phone

2125250578

Employer Number of Employees

11000

Employer Year Commenced Business

1969

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Pamela / Blanca Taylor / Utarid

Employer Contact Address 1

95 Washington Street

Employer Contact Address 2

Atrium 1NW

Employer Contact City

Buffalo

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

14203

Employer Contact Phone

(716) 841-7508

Employer Contact Email

immigration@us.hsbc.com

Agent Attorney Name

Shali M Peiris

Agent Attorney Firm Name

EY Law LLP

Agent Attorney Phone

416 943 2999

Agent Attorney Address 1

100 Adelaide Street West

Agent Attorney Address 2

Floor 31

Agent Attorney City

Toronto

Agent Attorney State/Province

Ontario

Agent Attorney Country

CANADA

Agent Attorney Postal Code

M5H 0B3

Agent Attorney Email

hsbc.us.immnotices@ca.ey.com

PW Track Number

P10021119270740

PW SOC Code

11-3031

PW SOC Title

Financial Managers, Branch or Department

PW Skill Level

Level IV

PW Wage

259022.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-10-07

PW Expiration Date

2022-06-30

Wage Offer From

259022.00

Wage Offer To

0.00

Average Salary

259022.00

Wage Unit of Pay

Year

Worksite Address 1

452 5th Ave.

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10018

Job Title

Director

Job Title Slug

director

Minimum Education

Bachelor's

Major Field of Study

Finance, Economics, Business or a related field

Required Training

N

Required Experience

Y

Required Experience Months

120

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Finance, Economics, Business, or a related field

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

120

Accept Alternative Job Title

Any in which required experience was gained

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Must have a Bachelors degree or foreign equivalent in Finance, Economics, Business, or a related field 10 years of related work experience.br br Qualifying experience must includebr br Financial services industry experience in a combination of the following asset management, hedge funds, and global bankingbr Risk management and risk mitigationbr Experience in transacting the following products, including developing and executing transactions, including at least five of the belowbr o Direct Custody and clearingbr o Currency clearing in USD, Euro, HKD, GBPbr o FX products, including spot and forward transactionsbr o Interest Rate Derivatives, including swaps and options.br o Debt Capital Markets products in USD, Euro, GBPbr o Securities lending in both equities and fixed incomebr o Standby letters and credit, performance guarantees, financial guaranteesbr o Placing Asset Management productsbr Experience in identifying, evaluating, mitigating and reporting financial crime indicators and risks, and performing KYC, AML, FCC for domestic and foreign financial institutionsbr Managing clients in multiple industry verticals including Asset Managers, Universal Banks, Trust Banks, Credit Card companies, Financial Technology companies, and market infrastructure companies.br Performing thorough credit analysis on each company and support large extensions of credit and other counterparty riskbr Analyzing financial crime riskbr Originating and executing transactions in a large global bank, and to collaborate with peers globally including executing multiple significant transactions executed in the US, Europe and Asia and assisting other originators outside of the US execute transactions in the USbr br Of the qualifying experience, must have at least 5 years of experience in Developing and execute calling plans up to the Csuite levelbr br Must have FINRA Series 79 and 63, and Series 7 license, or be able to obtain within 90 days of hirepromotion.br br Domestic or International Travel required upto 25.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-11-05

SWA Job Order End Date

2021-12-10

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2021-11-07

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2021-11-14

Employer Website From Date

2021-11-08

Employer Website To Date

2021-11-22

Professional Organization Ad From Date

2023-01-01 18:02:55

Professional Organization Advertisement To Date

2023-01-01 18:02:55

Job Search Website From Date

2021-11-15

Job Search Website To Date

2021-11-29

Employee Referral Program From Date

2023-01-01 18:02:55

Employee Referral Program To Date

2023-01-01 18:02:55

Local Ethnic Paper From Date

2021-11-12

Local Ethnic Paper To Date

2021-11-12

Radio/TV Ad From Date

2023-01-01 18:02:55

Radio/TV Ad To Date

2023-01-01 18:02:55

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

UNITED KINGDOM

Foreign Worker Birth Country

UNITED KINGDOM

Class of Admission

H-1B

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

ECONOMICS

Foreign Worker Years of Education Completed

2006

Foreign Worker Institution of Education

UNIVERSITY OF PLYMOUTH

Foreign Worker Education Institution Address 1

DRAKE CIRCUS

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

PLYMOUTH

Foreign Worker Education Institution State/Province

Foreign Worker Education Institution Country

UNITED KINGDOM

Foreign Worker Education Institution Postal Code

PL4 8AA

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Shali M Peiris

Preparer Title

Attorney

Preparer Email

hsbc.us.immnotices@ca.ey.com

Employer Information Declaration Name

Pamela Taylor

Employer Information Declaration Title

Relationship Manager, Global Mobility