Fiscal Year

2023

Case Number

A-22091-34382

Case Status

Certified

Received Date

2022-04-01

Decision Date

2022-12-22

Refile

N

Original File Date

2023-01-01 17:58:54

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

UBS SECURITIES LLC

Employer Name Slug

ubs-securities-llc

Employer Address 1

315 DEADERICK STREET

Employer Address 2

Employer City

NASHVILLE

Employer City Slug

nashville

Employer State

TENNESSEE

Employer State Slug

tennessee

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

37238

Employer Phone

615-393-7459

Employer Number of Employees

20000

Employer Year Commenced Business

1862

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sally Castro

Employer Contact Address 1

600 Washington Blvd

Employer Contact Address 2

Employer Contact City

Stamford

Employer Contact State/Province

CONNECTICUT

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

6901

Employer Contact Phone

203-719-0392

Employer Contact Email

sally.castro@ubs.com

Agent Attorney Name

Brian D Bumgardner

Agent Attorney Firm Name

Ogletree, Deakins, Nash, Smoak Stewart, P.C.

Agent Attorney Phone

9197879700

Agent Attorney Address 1

P.O. Box 31608

Agent Attorney Address 2

Agent Attorney City

Raleigh

Agent Attorney State/Province

NORTH CAROLINA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

27622

Agent Attorney Email

brian.bumgardner@ogletreedeakins.com

PW Track Number

P10021078159691

PW SOC Code

13-2099

PW SOC Title

Financial Quantitative Analysts

PW Skill Level

Level I

PW Wage

70845.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-10-06

PW Expiration Date

2022-06-30

Wage Offer From

110000.00

Wage Offer To

0.00

Average Salary

110000.00

Wage Unit of Pay

Year

Worksite Address 1

1285 Avenue of the Americas

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10019

Job Title

Associate Director, Business Risk Specialist

Job Title Slug

associate-director-business-risk-specialist

Minimum Education

Master's

Major Field of Study

Financial Engineering

Required Training

N

Required Experience

Y

Required Experience Months

24

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Mathematics or related field

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

24

Accept Alternative Job Title

Analyst or related role in risk analysis

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Masters degree in Financial Engineering, Mathematics or related field and two 2 years of experience in the job offered or as an Analyst or related role in risk analysis. Position requires experience with the following SQL; VBA; Python; LRD; LRD under SACCR; ability to compute LRD; RWA; analyzing derivative portfolios; mathematical simulation; historical simulations; VAR and Scenario Analysis; and knowledge of risk strategies gained from risk management.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-10-05

SWA Job Order End Date

2021-11-04

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2021-11-07

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2021-11-14

Employer Website From Date

2022-02-02

Employer Website To Date

2022-02-15

Professional Organization Ad From Date

2023-01-01 17:58:54

Professional Organization Advertisement To Date

2023-01-01 17:58:54

Job Search Website From Date

2021-11-07

Job Search Website To Date

2021-11-21

Employee Referral Program From Date

2022-02-02

Employee Referral Program To Date

2022-02-15

Local Ethnic Paper From Date

2023-01-01 17:58:54

Local Ethnic Paper To Date

2023-01-01 17:58:54

Radio/TV Ad From Date

2023-01-01 17:58:54

Radio/TV Ad To Date

2023-01-01 17:58:54

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CHINA

Foreign Worker Birth Country

CHINA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

FINANCIAL ENGINEERING

Foreign Worker Years of Education Completed

2015

Foreign Worker Institution of Education

CORNELL UNIVERSITY

Foreign Worker Education Institution Address 1

616 THURSTON AVE.

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

ITHACA

Foreign Worker Education Institution State/Province

NY

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

14853

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Brian D Bumgardner

Preparer Title

Attorney

Preparer Email

brian.bumgardner@ogletreedeakins.com

Employer Information Declaration Name

Adnan Quaderi

Employer Information Declaration Title

Director