Fiscal Year

2020

Case Number

A-19287-70088

Case Status

Certified

Received Date

2019-12-12

Decision Date

2020-05-01

Refile

N

Original File Date

2020-01-01 08:08:11

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

UBS SECURITIES LLC

Employer Name Slug

ubs-securities-llc

Employer Address 1

315 DEADERICK STREET

Employer Address 2

Employer City

NASHVILLE

Employer City Slug

nashville

Employer State

TENNESSEE

Employer State Slug

tennessee

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

37238

Employer Phone

615-393-7459

Employer Number of Employees

60000

Employer Year Commenced Business

1862

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sasha Gilmore

Employer Contact Address 1

315 Deaderick Street

Employer Contact Address 2

Employer Contact City

Nashville

Employer Contact State/Province

TENNESSEE

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

37238

Employer Contact Phone

615-393-7459

Employer Contact Email

sasha.gilmore@ubs.com

Agent Attorney Name

James T Ziegenfuss

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

2126888555

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

jziegenfuss@fragomen.com

PW Track Number

P10019030003781

PW SOC Code

41-3031

PW SOC Title

Securities and Commodities Traders

PW Skill Level

Level I

PW Wage

55411.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2019-05-13

PW Expiration Date

2019-08-11

Wage Offer From

100000.00

Wage Offer To

155000.00

Average Salary

127500.00

Wage Unit of Pay

Year

Worksite Address 1

1285 Avenue of the Americas

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10019

Job Title

Associate Director, Credit Trader

Job Title Slug

associate-director-credit-trader

Minimum Education

Bachelor's

Major Field of Study

Economics, Finance, Business Administration, or related

Required Training

N

Required Experience

Y

Required Experience Months

24

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

24

Accept Alternative Job Title

Price Improvement NetworkFixed Income PINFI Bond Trader, AnalystIntern, PINFI Trader or rel

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Two 2 years of experience in the job offered or a related position performing electronic trading; working with regulatory financial indicators and profitability metrics of corporations; executing credit trades including cash and CDS; pricing, valuing, trading, and risk managing investment grade and crossover corporate bonds; performing relative value analysis between capital structure and maturity profiles of corporate bonds and CDS; facilitating transactions utilizing online financial tools including Bloomberg, TradeWeb, or MarketAxess; managing interest rate risk across funds or books; executing trades in the treasury market; and pricing, valuing, and researching securities utilizing Bloomberg. In the alternative, the employer will accept three 3 years of undergraduate study and two 2 years of experience in the financial services industry to meet the educational requirement.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-08-02

SWA Job Order End Date

2019-09-01

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2019-08-11

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-08-18

Employer Website From Date

2019-08-09

Employer Website To Date

2019-08-22

Professional Organization Ad From Date

2020-01-01 08:08:11

Professional Organization Advertisement To Date

2020-01-01 08:08:11

Job Search Website From Date

2019-08-10

Job Search Website To Date

2019-09-09

Employee Referral Program From Date

2019-08-09

Employee Referral Program To Date

2019-08-22

Local Ethnic Paper From Date

2020-01-01 08:08:11

Local Ethnic Paper To Date

2020-01-01 08:08:11

Radio/TV Ad From Date

2020-01-01 08:08:11

Radio/TV Ad To Date

2020-01-01 08:08:11

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

SWITZERLAND

Foreign Worker Birth Country

SWITZERLAND

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

FINANCE

Foreign Worker Years of Education Completed

2014

Foreign Worker Institution of Education

UNIVERSITAT ST. GALLEN

Foreign Worker Education Institution Address 1

DUFOURSTRASSE 50

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

ST. GALLEN

Foreign Worker Education Institution State/Province

Foreign Worker Education Institution Country

SWITZERLAND

Foreign Worker Education Institution Postal Code

9000

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

James T Ziegenfuss

Preparer Title

Associate

Preparer Email

JZiegenfuss@fragomen.com

Employer Information Declaration Name

Gary Rapp

Employer Information Declaration Title

Head of InvestmentGrade Debt Trading