Fiscal Year

2020

Case Number

A-20090-36970

Case Status

Certified

Received Date

2020-04-01

Decision Date

2020-08-27

Refile

N

Original File Date

2020-01-01 19:57:31

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

GUGGENHEIM SECURITIES, LLC

Employer Name Slug

guggenheim-securities-llc

Employer Address 1

330 MADISON AVENUE

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10017

Employer Phone

312-977-1886

Employer Number of Employees

2300

Employer Year Commenced Business

1999

NAICS Code

523120

FW Ownership Interest

N

Employer Contact Name

Kerri M Janowick

Employer Contact Address 1

227 W. Monroe #4900

Employer Contact Address 2

Employer Contact City

Chicago

Employer Contact State/Province

ILLINOIS

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

60606

Employer Contact Phone

312-977-1886

Employer Contact Email

kerri.janowick@guggenheimpartners.com

Agent Attorney Name

Karen C Selking

Agent Attorney Firm Name

Zulkie Partners LLC

Agent Attorney Phone

(312) 831-2124

Agent Attorney Address 1

135 S. La Salle Street

Agent Attorney Address 2

Suite 3425

Agent Attorney City

Chicago

Agent Attorney State/Province

ILLINOIS

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

60603-4177

Agent Attorney Email

kselking@zulkiepartners.com

PW Track Number

P10019288088289

PW SOC Code

13-2099

PW SOC Title

Financial Quantitative Analysts

PW Skill Level

Level II

PW Wage

73861.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2020-02-13

PW Expiration Date

2020-06-30

Wage Offer From

175000.00

Wage Offer To

185000.00

Average Salary

180000.00

Wage Unit of Pay

Year

Worksite Address 1

330 Madison Avenue

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10017

Job Title

Quantitative Risk Analyst

Job Title Slug

quantitative-risk-analyst

Minimum Education

Master's

Major Field of Study

Financial Engineering or Quantitative Finance or related field or foreign equivalent degree

Required Training

N

Required Experience

N

Required Experience Months

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

60

Accept Alternative Job Title

Market Risk Analyst, Risk Architect, or related position

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Required skills Program mathematical and financial models in VBA, Matlab, Python, SQL, MS Access, MS Excel and implement into risk management reporting 5 years; apply financial risks using knowledge of interest rate products, derivatives, futures, structured products, credit products and present to senior management 5 years; perform quantitative modeling, VaR, probability theory, valuation analysis, stress testing, and backtesting of interest rate, structured, and credit portfolios utilizing Bloomberg, Intex, and FICC data analytics and tools 5 years; apply FINRA regulatory knowledge, projection analysis, FICC reserve methodology, and stresstesting into firmwide liquidity reporting 5 years. H4B Masters degree in Financial Engineering or Quantitative Finance or related field or foreign equivalent degree

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-11-05

SWA Job Order End Date

2019-12-09

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2019-11-10

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-11-17

Employer Website From Date

2020-01-01 19:57:31

Employer Website To Date

2020-01-01 19:57:31

Professional Organization Ad From Date

2019-11-08

Professional Organization Advertisement To Date

2019-11-19

Job Search Website From Date

2019-11-11

Job Search Website To Date

2019-11-21

Employee Referral Program From Date

2020-01-01 19:57:31

Employee Referral Program To Date

2020-01-01 19:57:31

Local Ethnic Paper From Date

2019-11-13

Local Ethnic Paper To Date

2019-11-13

Radio/TV Ad From Date

2020-01-01 19:57:31

Radio/TV Ad To Date

2020-01-01 19:57:31

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CHINA

Foreign Worker Birth Country

CHINA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

FINANCIAL ENGINEERING

Foreign Worker Years of Education Completed

2014

Foreign Worker Institution of Education

STEVENS INSTITUTE OF TECHNOLOGY

Foreign Worker Education Institution Address 1

1 CASTLE POINT TERRACE

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

HOBOKEN

Foreign Worker Education Institution State/Province

NJ

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

7030

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Karen C Selking

Preparer Title

Principal

Preparer Email

kselking@zulkiepartners.com

Employer Information Declaration Name

Peggi Sturm

Employer Information Declaration Title

Chief Human Resources Officer